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Chad Alan Smith

Beacon Pointe Advisors, LLC

Dallas, TX

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-20
  • TX RA
    APPROVED
    Since 2025-07-20

Branch Locations

7557 Rambler Rd Suite 1425, Dallas, TX 75231 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D.VEst Irving TX 10/2008 03/2019
Heritage Financial Planning, Llc Dallas TX 03/2019 06/2025
Beacon Pointe Advisors, Llc Dallas TX 07/2025 Present
  • 10/2008 → 03/2019
    H.D.VEst
    Irving, TX
  • 03/2019 → 06/2025
    Heritage Financial Planning, Llc
    Dallas, TX
  • 07/2025 → Present
    Beacon Pointe Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2019-04-23 → 2025-07-18
    Heritage Financial Planning
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-19
S63 Uniform Securities Agent State Law Examination 1996-06-10
  • S65 Uniform Investment Adviser Law Examination
    1997-08-19
  • S63 Uniform Securities Agent State Law Examination
    1996-06-10
Designations

View on SEC IAPD

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