Michael Frederick Ferro

Current Employers

Horizon Wealth Advisors

Lakewood Ranch, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-06-08

FL RA
APPROVED

Since 2012-06-08

Branch Locations

Lakewood Ranch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ferro Enterprises, Llc	Sarasota	FL	05/2003	Present

05/2003 → Present

Ferro Enterprises, Llc

Sarasota, FL

Previous Registrations

2011-06-06 → 2011-12-31

Brokersxpress Llc

Sarasota, FL

El Paso, TX

Sarasota, FL
2007-03-01 → 2010-12-31

B. Riley Wealth Management

Memphis, TN

Sarasota, FL

Hartville, OH
2005-10-19 → 2007-03-01

Capital Securities Of America, Inc.

Sarasota, FL

Sarasota, FL
1996-06-27 → 2004-03-11

Ubs Financial Services Inc.

Sarasota, FL

Other Businesses

SHAREHOLDER OF WEST COAST CONS FUNDING CORP. SHAREHOLDER OF FERRO ENTERPRISES REAL ESTATE HLDG COMPANY. SHAREHOLDER OF LAKEWOOD CENTER OF COMMERCE. WORK APPROXIMATELY 120 HOURS A MONTH SOMETIMES DURING OFFICE HOURS. MANAGING MEMBER OF VERTICAL ASSETS GROUP OF ELLENTON-HOTEL INDUSTRY - 5 HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-10
S63	Uniform Securities Agent State Law Examination	1996-06-28

S65 Uniform Investment Adviser Law Examination

1996-07-10
S63 Uniform Securities Agent State Law Examination

1996-06-28

Other Names

Michael Ferro

View on SEC IAPD