Trisha Anne Fares

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-10-26

TN RA
APPROVED

Since 2022-10-26

Branch Locations

Andersonville, TN • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Purchase	NY	05/2009	Present

05/2009 → Present

Morgan Stanley Smith Barney

Purchase, NY

Other Businesses

*58176 - Mary Kay; Not Investment related; Springboro, OH; Cosmetics sales; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2012; During business hours: 0; After business hours: 1; Mary Kay Consultant.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-14

S66 Uniform Combined State Law Examination

2020-09-14

Other Names

Trisha Anne Baker
Trisha Sloan
Trisha Anne Sloan

View on SEC IAPD