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Stephen John Lozan

Oppenheimer & Co. Inc.

Southport, NC

Portsmouth, NH

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-19
NH RA APPROVED 2008-09-12
  • NC RA
    APPROVED
    Since 2026-05-19
  • NH RA
    APPROVED
    Since 2008-09-12

Branch Locations

Southport, NC • United States

One Harbour Place Suite 325, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Portsmouth NH 09/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-19
S63 Uniform Securities Agent State Law Examination 1996-07-11
  • S65 Uniform Investment Adviser Law Examination
    1996-07-19
  • S63 Uniform Securities Agent State Law Examination
    1996-07-11

View on SEC IAPD

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