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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-01
OK RA APPROVED 2021-01-22
  • TX RA
    APPROVED
    Since 2021-03-01
  • OK RA
    APPROVED
    Since 2021-01-22

Branch Locations

207 S Austin Ave, Georgetown, TX 78628 • United States

Georgetown, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Norman OK 06/2009 01/2021
Republic Bank & Trust Norman OK 06/2009 03/2020
Thrivent Investment Management Inc Georgetown TX 01/2021 Present
Thrivent Financial Appleton WI 01/2021 03/2021
Thrivent Financial Appleton WI 03/2021 Present
  • 06/2009 → 01/2021
    Norman, OK
  • 06/2009 → 03/2020
    Republic Bank & Trust
    Norman, OK
  • 01/2021 → Present
    Georgetown, TX
  • 01/2021 → 03/2021
    Thrivent Financial
    Appleton, WI
  • 03/2021 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

PREGNANCY HELP CENTER POSITION: Board member NATURE: An organization that assists women by answering questions and providing support dealing with pregnancy, parenting and adoption. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/05/2024 ADDRESS: 2308 Old Airport Road, Georgetown TX 78626, United States DESCRIPTION: To provide leadership to the center when dealing with the resources provided, giving advice so as to be the best steward possible while striving to accomplish the organization's mission. ANTIOCH CHURCH POSITION: Director of Operations NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2024 ADDRESS: 111 W. 10TH ST, GEORGETOWN TX 78626, United States DESCRIPTION: I have an OBA opportunity that has been presented to me. The church I attend has asked that I step in and become their director of operations. It is a relatively new church, and this is a new position. They are needing someone to assist with financial oversight and alleviate some of this responsibility away from the lead paster, so he can focus on teaching and shepherding. I would assist in developing and overseeing the financial, personnel and policies of the church.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-29
S63 Uniform Securities Agent State Law Examination 1996-06-07
  • S65 Uniform Investment Adviser Law Examination
    1999-01-29
  • S63 Uniform Securities Agent State Law Examination
    1996-06-07
Designations
Other Names
  • Gregory Dean Stickland

View on SEC IAPD

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