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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-01 |
| OK | RA | APPROVED | 2021-01-22 |
Branch Locations
207 S Austin Ave, Georgetown, TX 78628 • United States
Georgetown, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Norman | OK | 06/2009 | 01/2021 |
| Republic Bank & Trust | Norman | OK | 06/2009 | 03/2020 |
| Thrivent Investment Management Inc | Georgetown | TX | 01/2021 | Present |
| Thrivent Financial | Appleton | WI | 01/2021 | 03/2021 |
| Thrivent Financial | Appleton | WI | 03/2021 | Present |
PREGNANCY HELP CENTER POSITION: Board member NATURE: An organization that assists women by answering questions and providing support dealing with pregnancy, parenting and adoption. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/05/2024 ADDRESS: 2308 Old Airport Road, Georgetown TX 78626, United States DESCRIPTION: To provide leadership to the center when dealing with the resources provided, giving advice so as to be the best steward possible while striving to accomplish the organization's mission. ANTIOCH CHURCH POSITION: Director of Operations NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2024 ADDRESS: 111 W. 10TH ST, GEORGETOWN TX 78626, United States DESCRIPTION: I have an OBA opportunity that has been presented to me. The church I attend has asked that I step in and become their director of operations. It is a relatively new church, and this is a new position. They are needing someone to assist with financial oversight and alleviate some of this responsibility away from the lead paster, so he can focus on teaching and shepherding. I would assist in developing and overseeing the financial, personnel and policies of the church.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
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