Thaddeus E. Smith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2022-11-21
TX	RA	APPROVED_RES	2019-01-10
CT	RA	APPROVED	2010-09-24

VT RA
APPROVED

Since 2022-11-21
TX RA
APPROVED_RES

Since 2019-01-10
CT RA
APPROVED

Since 2010-09-24

Branch Locations

50 Broad Street, Milford, CT 06460 • United States

Hyde Park, VT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Rutland	VT	05/1996	Present

05/1996 → Present

Edward D. Jones & Co., L.P.

Rutland, VT

Other Businesses

Real Estate Milford, CT Start date: 2/28/2018 Owner Hours per week: 0 Hours during trading: 0 partner in a real estate property * Rental Property Hyde Park, VT Start date: 4/18/2022 Owner Hours per week: 0 Hours during trading: 0 Maintain property * Rental Property Stowe, VT Start date: 4/18/2022 Owner Hours per week: 0 Hours during trading: 0 Maintain property * sale of firewood Type: Date: 05/06/23 Trad Hrs: 0 Tot Hrs: 0 Desc: rental City-State: Hyde Park VT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-24
S63	Uniform Securities Agent State Law Examination	1996-07-10

S66 Uniform Combined State Law Examination

2007-01-24
S63 Uniform Securities Agent State Law Examination

1996-07-10

Other Names

Tad Smith
Thaddeus E Smith

View on SEC IAPD