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Steven Corey Hoekstra

LPl Financial LLC

O Fallon, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-22
IL RA APPROVED 2017-11-29
MO RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • IL RA
    APPROVED
    Since 2017-11-29
  • MO RA
    APPROVED
    Since 2017-11-29

Branch Locations

779 Wall St, O Fallon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation O'FAllon IL 10/2007 11/2017
Lpl Financial Llc O'FAllon IL 11/2017 Present
  • 10/2007 → 11/2017
    National Planning Corporation
    O'FAllon, IL
  • 11/2017 → Present
    O'FAllon, IL
Previous Registrations
  • 2007-10-29 → 2017-11-29
    National Planning Corporation
    O'FAllon, IL
    Los Angeles, CA
  • 2004-04-14 → 2007-10-24
    American General Securities Incorporated
    O'FAllon, IL
    Houston, TX
    O'FAllon, IL
Other Businesses

1. 11/29/2017 - GATEWAY FOR TEACHERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/24/2007 - 73 Hours Per Month/55 During Securities Trading. 2. 11/29/2017 - FMI, Finacial Markets Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 2011 - 10 Hours Per Month/10 During Securities Trading - Time Spent - Insurance, LIFE, Health, LTC, Fixed - Sales. 3. 11/29/2017 - GATEWAY FINANCIAL RESOURCES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/24/2007 - 55 Hours Per Month/42 During Securities Trading. 4. 12/6/2018 - Wall Street Advisors - Not Investment Related - 779 Wall Street, O'Fallon, IL 62269 - Other-Rental Property Group - Started 11/19/2018 - 0 Hours Per Month - Group is purchasing property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-01
S63 Uniform Securities Agent State Law Examination 1996-08-13
  • S65 Uniform Investment Adviser Law Examination
    1999-06-01
  • S63 Uniform Securities Agent State Law Examination
    1996-08-13

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