Kalid James Kouatli

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-29

CA RA
APPROVED

Since 2025-03-29

Branch Locations

San Clemente, CA • United States

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Retired	San Clemente	CA	01/2023	Present
Advanced Sterilization Products	Irvine	CA	12/2019	01/2023
General Electric	Orange County	CA	07/2018	12/2019
Medline	Laguna Niguel	CA	01/2017	07/2018
Direct Access Medical	Laguna Niguel	CA	12/2014	01/2017
Lpl Enterprise Llc	San Clemente	CA	02/2025	Present

01/2023 → Present

Retired

San Clemente, CA
12/2019 → 01/2023

Advanced Sterilization Products

Irvine, CA
07/2018 → 12/2019

General Electric

Orange County, CA
01/2017 → 07/2018

Medline

Laguna Niguel, CA
12/2014 → 01/2017

Direct Access Medical

Laguna Niguel, CA
02/2025 → Present

Lpl Enterprise Llc

San Clemente, CA

Other Businesses

1. 02/19/2025 - K2 Homes - Real Estate Rental - Inv Related - San Clemente, CA - 08/16/2019 - 1hr/MTH 2. 02/19/2025 - BPI- Prescott Ranch, LLC - Business Entity for Tax/Investment Purposes Only - Inv Related - San Clemente, CA - 08/21/2018 - 0hr/MTH 3. 02/19/2025 - K2 Homes - Business Entity for Tax/Investment Purposes Only - Inv Related - San Clemente, CA - 08/16/2019 - 1hr/MTH 4. 02/19/2025 - Real Estate Rental - Held in self-directed IRA - Real Estate Rental - Inv Related - Minneapolis, MN - 10/15/2015 - 0hr/MTH 5. 02/19/2025 - Real Estate Rental - Held in self-directed IRA - Real Estate Rental - Inv Related - Edina, MN - 10/15/2015 - 0hr/MTH 6. 02/19/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - San Clemente, CA - 02/13/2025 - 160hr/MTH 7. 02/19/2025 - NA Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - San Clemente, CA - 02/13/2025 - 160hr/MTH 8. 02/19/2025 - Soccer Referee - Coach/ Sports/ Fitness - Non Inv Related - San Clemente, CA - 01/01/2000 - 5hr/MTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-28
S65	Uniform Investment Adviser Law Examination	1996-06-12
S63	Uniform Securities Agent State Law Examination	1996-06-06

S66 Uniform Combined State Law Examination

2025-03-28
S65 Uniform Investment Adviser Law Examination

1996-06-12
S63 Uniform Securities Agent State Law Examination

1996-06-06

View on SEC IAPD