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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-29 |
| MN | RA | APPROVED | 2018-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco Private Ledger) | Forest Lake | MN | 02/2001 | Present |
1. 10/30/09- WEALTH MANAGEMENT MIDWEST, LLC/ DBA ONLY/ FOREST LAKE, MN 2. 07/19/2024 - Real Estate Rental - Farm Land - Investment Related - Start Date 04/04/2024 - 0 Hours Per month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-19 |
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