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David Steele Sutphin

Financial Advisory Partners, LLC

Winter Park, FL

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Current Employers
Financial Advisory Partners, Llc

1201 S. Orlando Avenue Suite 350, Winter Park, FL 32789 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-14
FL RA APPROVED 2021-01-07
  • TX RA
    APPROVED
    Since 2021-09-14
  • FL RA
    APPROVED
    Since 2021-01-07

Branch Locations

1201 S. Orlando Avenue Suite 350, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities, Inc. Birmingham AL 03/2006 11/2020
Financial Advisory Partners, Llc Winter Park FL 09/2008 Present
Financial Advisory Partners, Llc Winter Park FL 12/2020 Present
Previous Registrations
  • 2005-11-15 → 2006-03-15
    Fifth Third Securities, Inc.
    Orlando, FL
  • 2004-04-07 → 2004-07-09
    Amsouth Investment Management Company Llc
    Tampa, FL
  • 2003-02-12 → 2004-04-02
    Amsouth Investment Services, Inc.
    Tampa, FL
Other Businesses

FINANCIAL ADVISORY PARTNERS LLC/INVESTMENT RELATED/350 KILLARNEY DRIVE WINTER PARK, FL/FLORIDA LLC OWNED BY SUTPHIN, VANDENBERG REPRESENTING OUR FINANCIAL ADVISORY PRACTICE/BUSINESS PARTNERSHIP OF VANDENBERG SUTPHIN AND FORMAL REFERRAL NETWORK/START DATE 3/1/2006/160 HRS PER MONTH, FULL TIME/PARTNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-27
S63 Uniform Securities Agent State Law Examination 1997-11-12
  • S65 Uniform Investment Adviser Law Examination
    2001-08-27
  • S63 Uniform Securities Agent State Law Examination
    1997-11-12

View on SEC IAPD

Other Firms

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THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

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