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Emmy Lue Mastel

LPl Enterprise, LLC

Edina, MN

St Louis Park, MN

CRD 2747334

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

Edina, MN • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. St. Louis Park MN 05/1996 11/2024
Prudential Insurance Company Of America St Louis Park MN 05/1996 Present
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
Other Businesses

1) 11/14/2024-Emmy and Timothy Mastel-Real Estate Rental-Inv related-At Big Sky, MT-Start date 01/01/2023-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-18
S63 Uniform Securities Agent State Law Examination 1996-05-29
  • S65 Uniform Investment Adviser Law Examination
    1999-01-18
  • S63 Uniform Securities Agent State Law Examination
    1996-05-29
Designations
  • Certified Financial Planner
Other Names
  • Emmy Lue Erdos
  • Emmy L Erdos

View on SEC IAPD

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