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Current Employers
Woodstock Wealth Management, Inc.

250 River Park North Drive, Woodstock, GA 30188 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-24
FL RA APPROVED 2018-06-21
  • TX RA
    APPROVED_RES
    Since 2024-05-24
  • FL RA
    APPROVED
    Since 2018-06-21

Branch Locations

250 River Park North Drive, Woodstock, GA 30188 • United States

139 S. Pebble Beach Blvd, Suite 203, Sun City Center, FL 33573 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independant Contractor Brandon FL 03/2016 Present
Woodstock Financial Group, Inc Woodstock GA 07/2016 12/2019
Woodstock Wealth Management, Inc. Woodstock GA 06/2018 Present
  • 03/2016 → Present
    Independant Contractor
    Brandon, FL
  • 07/2016 → 12/2019
    Woodstock Financial Group, Inc
    Woodstock, GA
  • 06/2018 → Present
    Woodstock, GA
Previous Registrations
  • 2016-09-13 → 2018-11-07
    Woodstock Financial Group, Inc.
    Brandon, FL
    Woodstock, GA
    Brandon, FL
    Sun City Center, FL
  • 2013-02-26 → 2015-12-10
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Coral Springs, FL
    Tamarac, FL
    Tamarac, FL
  • 2012-05-17 → 2013-02-20
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Sunny Isles Beach, FL
    Fort Lauderdale, FL
  • 2008-10-30 → 2012-05-14
    Riverview, FL
    Brandon, FL
    St Louis, MO
    Riverview, FL
    Riverview, FL
    Riverview, FL
Other Businesses

1. Veritas Financial Group (Florida DBA); investment related; 139 S Pebble Beach Blvd, Ste 203, Sun City Center, FL 33573; selling non securities insurance, P&C and health insurance through various carriers and agencies; owner; started 07/2016; devotes approximately 60 hours a month which 40 are during trading hours; duties include selling non securities insurance, P&C and health insurance through various carries and agencies. 2.Veritas Financial Group; non-investment related; 139 S Pebble Beach Blvd, Ste 203, Sun City Center, FL 33573; DBA for relationship with Woodstock Wealth Management Group; owner; started 06/2018; devotes approximately 2 hours a month which 0 are during trading hours; duties include administrative; paying expenses for Woodstock Wealth Management branch office; operating office for Woodstock Wealth Management. 3.Dalton Wade Realty; non-investment related; Parish, FL 34219; Realtor; started 02/13/17; 3 hours per month none during trading hours; duties include show real estate properties; selling Houses. 4. Veritas Investment Management, LLC; non-investment relater; 139 S Pebble Beach Blvd, Ste 203, Sun City Center, FL 33573; manage rental properties online; 100 percent owner; started 2/2023; 8 hours per month none during trading hours; answer customer questions and concerns regarding rental properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16
Other Names
  • Ruth Barrios
  • Ruth Castillo
  • Ruth Ann Garcia
  • Ruth Ann Garcia

View on SEC IAPD

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