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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-08-18 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Henrico, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 05/2014 | 06/2017 |
| Cabot Lodge Securities Llc | New York | NY | 09/2017 | 11/2017 |
| Cl Wealth Management Llc | New York | NY | 09/2017 | 11/2017 |
| Warneford Wealth Management, Llc | Richmond | VA | 07/2017 | 06/2019 |
| Wells Fargo Clearing Services | Glen Allen | VA | 07/2019 | 01/2020 |
| Valic Financial Advisors, Inc. | North Chesterfield | VA | 01/2020 | 06/2020 |
| Mml Investors Services Llc | Glen Allen | VA | 07/2020 | 08/2021 |
| Massmutual Life Insurance Co | Glen Allen | VA | 07/2020 | 08/2021 |
| Aig Retirement Services | North Chesterfield | VA | 01/2020 | 06/2020 |
| Your Garden Angel | Colonial Heights | VA | 06/2017 | 07/2019 |
| Gardening Angel | Henrico | VA | 07/2020 | 08/2021 |
| Massmutual | Springfield | MA | 08/2021 | Present |
| Mml Investors Services, Llc | Cartersville | VA | 08/2021 | Present |
NAME: Harbour Cove Townhouse Assoc Inc. INV REL: Y OR N ADD: 4480 Cox Rd, Ste 200, Glen Allen, VA 23060 NATURE: Volunteer with HOA Board of Directors to serve with the landscaping committee POSITION: Board Member START DATE: 05/01/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I will work with the landscape design committee and structural issues we currently have around our lake with the seawall committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-31 |
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