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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-30 |
| MD | RA | APPROVED | 2018-04-12 |
Branch Locations
201 W Padonia Rd Ste 303, Timonium, MD 21093 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Baltimore | MD | 05/2009 | 04/2018 |
| Ameriprise Financial Services Inc | Lutherville Timonium | MD | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Lutherville Timonium | MD | 03/2020 | Present |
Business Ownership; Tim Hurtt; Tax Preparation; Tax Preparation; 301 Ivy Church Road, , Lutherville, MD, 21093; Not Investment-Related; 03/05/2020; 1 to 9 hours per month; 0 during trading hours / CT Endeavors, LLC; Owner; see above; 201 West Padonia Road, Suite 303, Lutherville, MD, 21093; Not Investment-Related; 04/09/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-30 |
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