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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-30
MD RA APPROVED 2018-04-12
  • TX RA
    APPROVED_RES
    Since 2020-10-30
  • MD RA
    APPROVED
    Since 2018-04-12

Branch Locations

201 W Padonia Rd Ste 303, Timonium, MD 21093 • United States

Lutherville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baltimore MD 05/2009 04/2018
Ameriprise Financial Services Inc Lutherville Timonium MD 04/2018 03/2020
Ameriprise Financial Services, Llc Lutherville Timonium MD 03/2020 Present
  • 05/2009 → 04/2018
    Wells Fargo Advisors Llc
    Baltimore, MD
  • 04/2018 → 03/2020
    Ameriprise Financial Services Inc
    Lutherville Timonium, MD
  • 03/2020 → Present
    Lutherville Timonium, MD
Previous Registrations
  • 2012-05-24 → 2018-04-24
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
  • 2003-07-01 → 2012-06-20
    Baltimore, MD
    Baltimore, MD
  • 1997-06-26 → 2003-07-01
    Prudential Equity Group, Llc
    Baltimore, MD
Other Businesses

Business Ownership; Tim Hurtt; Tax Preparation; Tax Preparation; 301 Ivy Church Road, , Lutherville, MD, 21093; Not Investment-Related; 03/05/2020; 1 to 9 hours per month; 0 during trading hours / CT Endeavors, LLC; Owner; see above; 201 West Padonia Road, Suite 303, Lutherville, MD, 21093; Not Investment-Related; 04/09/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-20
S63 Uniform Securities Agent State Law Examination 1996-05-30
  • S65 Uniform Investment Adviser Law Examination
    1996-06-20
  • S63 Uniform Securities Agent State Law Examination
    1996-05-30
Other Names
  • Tim Hurtt

View on SEC IAPD

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