Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-30 |
| NV | RA | APPROVED | 2012-07-24 |
Branch Locations
Orr, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Las Vegas | NV | 09/2010 | Present |
1. 09/01/10 - ELIAS SHIHEIBER & ASSOC. LTD/ CORPORATION FOR TAX PURPOSES/ LAS VEGAS, NV
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-11 |
Reach out to this advisor