Steven Joseph Giacona

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → 11/2022
  Round Table Wealth Management
  Westfield, NJ
• 12/2022 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 2002-07-25 → 2022-12-06
  Round Table Wealth Management
  Westfield, NJ
  New York, NY
  Boca Raton, FL

Other Businesses

1) P Shares LLC; Investment Related: Yes; Business address: Westfield, NJ; Nature of Business: private investments; Start date: 11/2022; Hours: 1; Position/Duties: Financial interest 2) CV MANAGEMENT GROUP, LLC; YES; 241 NORTH AVE W, WESTFIELD, NJ 07090; POOLED INVESTMENT VEHICLE; MEMBER; 1/2021; 1 HOUR PER MONTH DURING TRADING HOURS. 3) Westfield Risk Solutions, LLC; Investment Related: No; Business address: Westfield, NJ; Nature of Business: an entity that works with insurance agents and brokers on behalf of clients to meet their insurance needs; Start date: 1/2021; Hours: 1 hour per month during securities trading hours; Position: member 4) Brightwell LLC; Investment Related: No; Business address: Westfield, NJ; Nature of business: Company creating an app for the afterlife experience; Start date: 10/2025; Hours: 6 hours per week, 1 hour during securities trading hours; Position: Partner and Vice President

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-26