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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-24 |
| FL | RA | APPROVED | 1996-05-31 |
Branch Locations
225 Water Street Suite 1235, Jacksonville, FL 32202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1-THE PRISM GROUP OF NORTH FLORIDA, INC. 225 WATER STREET SUITE 1235 JACKSONVILLE, FL 32202, OWNER, MANAGING PARTNER MANAGE AND OPERATE FIRM IN ADDITION TO PRACTICING AS A CERTIFIED FINANCIAL PLANNER PROFESSIONAL, 01/01/2005, 50 HRS/MO10/06/2015, 2-OUTSIDE INSURANCE, 3-BISHOP KENNY HIGH SCHOOL, 1055 KINGMAN AVE, JACKSONVILLE, FL 32207, CAPITAL CAMPAIGN - CAMPAIGN CABINET, ASSIST THE HIGH SCHOOL ACHIEVE CAPITAL CAMPAIGN GOALS, 7/11/2023, 3 HRS/MO. NON-INVESTMENT RELATED. 4-RENEGADE 212 LLC, OWNER, LLC MEMBER, REAL ESTATE -CONDO-OWNERSHIP, 08/15/2022, 0HR/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-23 |
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