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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2023-08-08 |
| NH | RA | APPROVED | 2021-09-03 |
| AZ | RA | APPROVED | 2021-03-12 |
Branch Locations
1700 Stieger Lane Ln, Ste 207 P O Box 43, Victoria, MN 55386 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Minneapolis | MN | 06/2006 | 01/2023 |
| Park Avenue Securities Llc | Minneapolis | MN | 06/2006 | 01/2023 |
| Guardian Life Insurance Company | Victoria | MN | 01/2023 | Present |
| Park Avenue Securities | Victoria | MN | 01/2023 | Present |
1. Insurance-LTC, Health, Fixed Annuities, Life, DI, Start: 01/01/1993, Address: 920 2nd Ave S, 11th floor Minneapolis, MN 55402, 2 bus hrs per month, Investment related, 2. Trustee for Parent (Mother), Start: 6/22/2024, Address: 2226 Kingsmill way, Clermont, FL 34711, 1 total hour per month; 15 during securities trading hours, Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-10 |
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