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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-10-29
  • SC RA
    APPROVED
    Since 2018-10-29

Branch Locations

Simpsonville, SC • United States

9 Legrand Blvd, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Greenville SC 08/2018 Present
Mml Investors Services, Llc Greenville SC 09/2018 Present
Greenville Health System Greenville SC 10/1996 06/2018
  • 08/2018 → Present
    Massmutual Life Insurance Co
    Greenville, SC
  • 09/2018 → Present
    Greenville, SC
  • 10/1996 → 06/2018
    Greenville Health System
    Greenville, SC
Other Businesses

1) Name: Eric Nash Inv rel: Y Add: At Residential Address Nature: Outside Insurance; Life, Disability, and Long-term care Position: Agent Start date: 09/01/2021 No. HR/MO: 4 No. HR/MO during sec trading: 0 2) NAME: 9 LeGrand, LLC INV REL: Y ADD: 9 LeGrand Blvd, Greenville SC 29607 NATURE: Owned office location POSITION: Co-owner START DATE: 12/19/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Owner of building from which we will run our practice

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-23
S63 Uniform Securities Agent State Law Examination 2018-09-27
  • S65 Uniform Investment Adviser Law Examination
    2018-10-23
  • S63 Uniform Securities Agent State Law Examination
    2018-09-27

View on SEC IAPD

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