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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-10-29 |
Branch Locations
Simpsonville, SC • United States
9 Legrand Blvd, Greenville, SC 29607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Greenville | SC | 08/2018 | Present |
| Mml Investors Services, Llc | Greenville | SC | 09/2018 | Present |
| Greenville Health System | Greenville | SC | 10/1996 | 06/2018 |
1) Name: Eric Nash Inv rel: Y Add: At Residential Address Nature: Outside Insurance; Life, Disability, and Long-term care Position: Agent Start date: 09/01/2021 No. HR/MO: 4 No. HR/MO during sec trading: 0 2) NAME: 9 LeGrand, LLC INV REL: Y ADD: 9 LeGrand Blvd, Greenville SC 29607 NATURE: Owned office location POSITION: Co-owner START DATE: 12/19/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Owner of building from which we will run our practice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-27 |
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