Robert Davis Platt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 01/2006 → Present
  Bob Platt, Inc.
  Lynchburg, VA
• 04/2021 → 04/2022
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 04/2022
  Grove Point Investments, Llc
  Rockville, MD
• 04/2022 → Present
  Lpl Financial, Llc
  Charlottesville, VA

Previous Registrations

• 2021-04-01 → 2022-04-06
  Grove Point Advisors, Llc
  Rockville, MD
  Lynchburg, VA
  Rockville, MD
• 2013-08-15 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Lynchburg, VA
• 2011-01-10 → 2013-08-15
  Mutual Of Omaha Investor Services, Inc.
  Roanoke, VA
  Lynchburg, VA
  Lynchburg, VA
  Mechanicsville, VA
  Roanoke, VA

Other Businesses

1) 2013 - DBA for LPL Business (entity for LPL business) - Platt Financial Group - Investment Related - Lynchburg, VA 24501 2) 1/2001 - Business Entity For Tax/Investment Purposes Only - Bob Platt, Inc - Not Investment Related - 10% - Lynchburg, VA 24501 3) 4/2014 - Business Entity For Tax/Investment Purposes Only - Platt, LLC - Not Investment Related - 2 hrs/mon - Charlottesville, VA 22911 4) 04/04/2022 - Platt Financial - Investment Related - DBA for LPL - Sale of Insurance. 5) 04/04/2022 - Bob Platt, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - President - Start Date - 1/2001 - Time Spent 10%. 6)05/24/2022 - No Business Name - Investment Related - At Reported Business Location - Non-Variable Insurance - Broker - Start Date - 08/01/2013 - 6 Hours Per Month/ 2 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-07-16

Other Names

• Bob Platt