Matthew William Livingston

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-08-04
NJ	RA	APPROVED	2004-01-02

TX RA
APPROVED

Since 2004-08-04
NJ RA
APPROVED

Since 2004-01-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	Pennington	NJ	07/2002	Present

07/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Inc.

Pennington, NJ

Other Businesses

I*1625286, Name of OBA:Lumberton Boy Scout Troop # 2022 Address:Lumberton NY, Investment Related: NO,Position, Title, Association:Treasurer, Employee Start Date:01/01/2024, No Hours: 0,No Hours during trading: 0,Duties:Treasurer - maintaining checking account for Boy Scout Troop and handling disbursements for camping trips and related events

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-22
S63	Uniform Securities Agent State Law Examination	1996-07-15

S66 Uniform Combined State Law Examination

2003-12-22
S63 Uniform Securities Agent State Law Examination

1996-07-15

View on SEC IAPD