Robert Claude Groves

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Birmingham, MI
• 11/2016 → 10/2022
  Wells Fargo Clearing Services, Llc
  Birmingham, MI
• 10/2022 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 10/2022 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2006-04-24 → 2022-10-10
  Wells Fargo Clearing Services, Llc
  Bloomfield Hills, MI
  Birmingham, MI
  Bloomfield Hills, MI

Other Businesses

1. DBA - Strategic Planning Concepts 2. As an independently licensed insurance agent, I am appointed with various insurance companies 3. RCG Enterprises LLC, Birmingham, MI. Owner - real estate holding LLC for the purpose of rental properties. Start date: 2/27/07, less than 2 hrs/mo, none during mkt hrs. 4. Serve as co-trustee for mother's trust. Start date: 2/27/07, less than 1 hr/mo.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-30
• S63 Uniform Securities Agent State Law Examination
  1996-07-01

Other Names

• Robert C Groves
• Robert Claude Groves