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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
3310 W Big Beaver Road Ste 137, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | MI | 11/2016 | 10/2022 |
| Sigma Financial Corporation | Ann Arbor | MI | 10/2022 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 10/2022 | Present |
1. DBA - Strategic Planning Concepts 2. As an independently licensed insurance agent, I am appointed with various insurance companies 3. RCG Enterprises LLC, Birmingham, MI. Owner - real estate holding LLC for the purpose of rental properties. Start date: 2/27/07, less than 2 hrs/mo, none during mkt hrs. 4. Serve as co-trustee for mother's trust. Start date: 2/27/07, less than 1 hr/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-01 |
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