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Robert W. Baird & Co. Incorporated CRD 8158
$394B regulatory AUM 19,985 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-10 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Louisville | KY | 12/2001 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
NOBO INC., BOARD MEMBER, START UP MEDICINAL CANNABIS HOLDING AND CONSULTING COMPANY, PROVIDE ORGANIZATIONAL OVERSIGHT TO CORP INCLUDING FINANCIAL MGMT POLICIES, RESPONSIBLE FOR VETTING AND SELECTING EXECUTIVE COMMITTEE, 1435 YARMOUTH STREET, BOULDER, CO 8030, 1 HR/MO. 0 HRS/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
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