Bradley James Walker

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-10
KY	RA	APPROVED	2019-10-18
TX	RA	APPROVED_RES	2019-10-18

FL RA
APPROVED

Since 2023-02-10
KY RA
APPROVED

Since 2019-10-18
TX RA
APPROVED_RES

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc.	Louisville	KY	12/2001	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

12/2001 → Present

J.J.B. Hilliard, W.L. Lyons, Inc.

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2004-01-07 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Other Businesses

NOBO INC., BOARD MEMBER, START UP MEDICINAL CANNABIS HOLDING AND CONSULTING COMPANY, PROVIDE ORGANIZATIONAL OVERSIGHT TO CORP INCLUDING FINANCIAL MGMT POLICIES, RESPONSIBLE FOR VETTING AND SELECTING EXECUTIVE COMMITTEE, 1435 YARMOUTH STREET, BOULDER, CO 8030, 1 HR/MO. 0 HRS/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-20
S63	Uniform Securities Agent State Law Examination	1999-05-21

S65 Uniform Investment Adviser Law Examination

1999-10-20
S63 Uniform Securities Agent State Law Examination

1999-05-21

View on SEC IAPD