Stephen Andre Varley

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → Present
  Minnesota Mutual
  St. Paul, MN
• 06/1998 → Present
  Varley Financial Group
  Eden Prarie, MN
• 01/1999 → Present
  Partners Securities, Inc.
  Eden Prairie, MN
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Vadnais Heights, MN
• 01/1999 → Present
  Kestra Investment Services, Llc
  Vadnais Heights, MN

Other Businesses

Name: no needle insurance Investment Related: No Address: 845 County Road E E Vadnais Heights MN 55127 Nature of Business: Insurance Title: owner Start Date: 5/1/2020 Hrs/mth: 11% - 20% (17 - 32 hours) Duties: Gather information to provide an insurance quote. Send electronic link for client to enter medical information. Upload this link to insurance company. Negotiate offer. All NON variable products Name: inneacs Investment Related: Yes Address: 845 County Road E E Vadnais Heights MN 55127 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Title: Owner Start Date: 7/1/2020 Hrs/mth: 11% - 20% (17 - 32 hours) Duties: manage assets for clients Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Garrity Tegeler & Varley Wealth Strategies LLP Investment Related: Yes Address: 845 East County Road E Vadnais Heights MN 55127 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: I am a 50% owner Start Date: 1/1/2000 Hrs/mth: 91% - 100% (145 - 160 hours) Hrs/mth during trading hours: 71% - 80% (99 - 112 hours) Duties: No duties except to sell product through a needs based analysis Name: Clothes Caddy Investment Related: No Address: 413 Wacouta Street Suite 420 St Paul MN 55101 Nature of Business: nothing more than the mailing address for the company. there is no activity with this business just a tax return filed each year. Title: Owner Start Date: 1/1/2009 Hrs/mth: 0% - 10% (0 - 16 hours) Duties: I run all day to day operations of this company. Currently there is no activity or development of the website. Name: STARTUS LIFE POSITION: owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 24 SECURITIES TRADING HOURS: 7 START DATE: 06/15/2022 ADDRESS: 845 County Road E E, Vadnais Heights MN 55127, United States DESCRIPTION: Gather information to provide an insurance quote. Send electronic link for client to enter medical information. Upload this link to insurance company. Negotiate offer. All NON variable products Name: HILL MURRAY SCHOOL FOUNDATION AND POSITION: foundation board memeber NATURE: Private Catholic School Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2025 ADDRESS: 2625 Larpenteur Avenue East, maplewood MN 55109, United States DESCRIPTION: meetings, ideas on ways to charitably donate to the school foundation

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-13
• S63 Uniform Securities Agent State Law Examination
  1996-05-13

Other Names

• Steve Varley