William Edward Wagner

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → 09/2024
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Goleta, CA
• 02/2004 → 09/2024
  Kinecta Financial & Insurance Services, Llc
  Manhattan Beach, CA
• 09/2024 → Present
  Kestra Investment Services, Llc
  Goleta, CA
• 09/2024 → Present
  Kestra Advisory Services, Llc
  Goleta, CA

Previous Registrations

• 2004-03-08 → 2024-09-26
  Lpl Financial Llc
  Goleta, CA
  Goleta, CA
• 2001-03-30 → 2002-08-16
  A. G. Edwards & Sons, Inc.
  Santa Barbara, CA

Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/20/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: TRUE NORTH WEALTH MANAGEMENT POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/20/2024 ADDRESS: 69 Santa Felicia Drive, Suite 2.2, Goleta CA 93117 DESCRIPTION: Asset Management for clients. Developing retirement strategies to help meet long-term financial goals / objectives for clients.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-08