Evaughn Rose Branham-Ferrero

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 01/2025
  Wayne Hummer Investments Llc
  Chicago, IL
• 01/2025 → Present
  Lpl Financial Llc
  Wood Dale, IL

Previous Registrations

• 2016-12-20 → 2025-01-23
  Wintrust Investments Llc
  Wood Dale, IL
  Chicago, IL
  Schaumburg, IL
• 2012-10-01 → 2016-08-19
  J.P. Morgan Securities Llc
  Bensenville, IL
  Bensenville, IL
  Bensenville, IL
  Bensenville, IL
• 2005-07-06 → 2012-10-01
  Chase Investment Services Corp.
  Bensenville, IL
  Bensenville, IL
  Bensenville, IL
  Bensenville, IL
  Elk Grove Village, IL
  Chicago, IL
• 2000-02-15 → 2005-07-06
  Banc One Securities Corporation
  Bensenville, IL

Other Businesses

1. 01/2025- Leaders Partners, Incapitas- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/19/2023- 10 Hours Per Month- 10 Hours During Trading 2. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/01/2016- 17 Hours Per Month- 17 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-29
• S63 Uniform Securities Agent State Law Examination
  1996-05-24

Other Names

• Evaughn Rose Branhamferrero
• Evaughn B. Ferrero