Dave W Pruett

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Washington Mutual Bank
  Malibu, CA
• 05/2008 → Present
  Wamu Investments, Inc.
  Malibu, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Los Osos, CA

Previous Registrations

• 2011-11-17 → 2012-10-01
  Chase Investment Services Corp.
  San Luis Obispo, CA
  Los Osos, CA
  San Luis Obispo, CA
  Arroyo Grande,, CA
  Morro Bay, CA
  Los Osos, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-11-14
• S63 Uniform Securities Agent State Law Examination
  2006-01-20

Other Names

• Dave Pruett
• Dave Wade Pruett
• David Wade Pruett