Robert Kwong Hom

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2021
  Pruco Securities, Llc
  Ontario, CA
• 01/2016 → Present
  Prudential Insurance Company Of America
  San Gabriel, CA
• 01/2017 → Present
  Warner Pacific Insurance Services
  Westlake Village, CA
• 01/2016 → 11/2024
  Pruco Securities, Llc.
  San Gabriel, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Sherman Oaks, CA

Previous Registrations

• 2016-02-04 → 2024-11-14
  Pruco Securities, Llc.
  San Diego, CA
  Ontario, CA
  Sherman Oaks, CA
  Ontario, CA
  City Of Industry, CA
  San Gabriel, CA
• 1997-07-08 → 2015-07-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-15
• S63 Uniform Securities Agent State Law Examination
  1996-08-02

Other Names

• Robert K Hom