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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-09-16
WI RA APPROVED 2018-09-05
CA RA APPROVED 2016-02-25
TX RA APPROVED 2013-12-24
KY RA APPROVED 2008-01-01
  • TN RA
    APPROVED
    Since 2019-09-16
  • WI RA
    APPROVED
    Since 2018-09-05
  • CA RA
    APPROVED
    Since 2016-02-25
  • TX RA
    APPROVED
    Since 2013-12-24
  • KY RA
    APPROVED
    Since 2008-01-01

Branch Locations

2684 Olivet Church Rd [Profit Formula], Paducah, KY 42001 • United States

Townsend, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paducah KY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paducah KY 11/2016 Present
Previous Registrations
  • 2003-10-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Paducah, KY
    St. Louis, MO
Other Businesses

TRUSTEE OF GRANDMOTHER'S TRUST FBO SELF AND TWO BROTHERS; INV. RELATED; PADUCAH, KY; START 4/18/2017; .5 HRS PER MONTH; 0 HRS DURING TRADING.; TRUSTEE OF GRANDFATHER'S TRUST FBO MOTHER; INV. RELATED; START 4/18/2017; .5 HRS PER MONTH; 0 HRS DURING TRADING.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, PADUCAH, KY, START: 4/20/2009, 1 HOUR A MONTH, 0 HOURS DURING TRADING. PADUCAH COOPERATIVE MINISTRY ; NOT INV RELATED;PADUCAH,KY; FOOD BANK AND HOMELESS SHELTERS; BOARD MEMBER; START DATE: 01/01/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-11
S63 Uniform Securities Agent State Law Examination 1996-07-02
  • S66 Uniform Combined State Law Examination
    2004-02-11
  • S63 Uniform Securities Agent State Law Examination
    1996-07-02
Designations
Other Names
  • John Williams

View on SEC IAPD

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