Ian Craig Goldey

Current Employers

Goto Financial

Ventura, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-22
CA	RA	APPROVED	2011-01-07

TX RA
APPROVED

Since 2026-07-22
CA RA
APPROVED

Since 2011-01-07

Branch Locations

Westlake Village, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Goldey Capital Llc	Calabasas	CA	01/2011	01/2017
Goto Financial	Westlake Village	CA	01/2017	Present

01/2011 → 01/2017

Goldey Capital Llc

Calabasas, CA
01/2017 → Present

Goto Financial

Westlake Village, CA

Previous Registrations

2003-01-17 → 2011-01-12

Ubs Financial Services Inc.

Sherman Oaks, CA

Encino, CA
1997-07-08 → 2003-01-30

Citigroup Global Markets Inc.

Sherman Oaks, CA

Other Businesses

Asset Planet, FINTECH SaaS software, 452 Telephone Rd Ventura, CA 93004-2600 United States. Jan 2019, CEO, Co-founder. 1 hr during trading hours, I help software programmers design functions

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-07-29
S65	Uniform Investment Adviser Law Examination	1996-07-23

S63 Uniform Securities Agent State Law Examination

1996-07-29
S65 Uniform Investment Adviser Law Examination

1996-07-23

View on SEC IAPD