William Joseph Garity Medina

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-03-16
PR	RA	APPROVED	2018-07-13

VA RA
APPROVED

Since 2023-03-16
PR RA
APPROVED

Since 2018-07-13

Branch Locations

Guaynabo, PR • United States

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Juan	PR	02/2002	Present

02/2002 → Present

Ubs Financial Services Inc.

San Juan, PR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-11
S65	Uniform Investment Adviser Law Examination	1998-10-14
S63	Uniform Securities Agent State Law Examination	1998-09-23

S66 Uniform Combined State Law Examination

2002-06-11
S65 Uniform Investment Adviser Law Examination

1998-10-14
S63 Uniform Securities Agent State Law Examination

1998-09-23

Other Names

Billy Garitymedina
William Joseph Garitymedina

View on SEC IAPD