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8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-02-23 |
Branch Locations
5502 Walsh Lane, Suite 103, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Bentonville | AR | 09/2007 | 02/2023 |
| Legacy Capital Wealth Partners, Llc | Rogers | AR | 02/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2023 | Present |
1) Name: DNBC Holdings LLC, Investment Related: NO, Address: Bentonville, AR, Nature: Rental Properties, Position & Title: Owner with wife, Start Date: 08/2017, I devote 0 Hrs during the week, and none during trading hours. An LLC that holds rental properties formed. I do not manage this property. 2) Name: DNBC Holdings 2 LLC, Investment Related: NO, Address: Bentonville, AR, Nature: Rental Properties, Position & Title: Owner with wife, Start Date: 12/2020, I devote 0 Hrs during the week, and none during trading hours. An LLC that holds rental properties formed. I do not manage this property. 3) Single Parent Scholarship Fund of NWA 2. Investment Related - No 3. 2601 SW D St. Bentonville, AR 72712 4. Non - Profit Helping Single Parents 5. Finance Chair 6. January of 2013 7. 4 hrs 8. 1 hrs 9. I review their finances and help them with budgets 4) 1. Fixed Insurance 2. Investment Related - Yes. 3. See office of employment address 4. Fixed Insurance/annuity 5. Agent 6. 2/23/2023 7. 20 hrs 8. 20 hrs 9. Provide insurance advice based on the needs of client(s). 5) 1. PKSF 2. Investment Related - Yes. 3. See office of employment address 4. Fixed Insurance/annuity 5. Agent 6. 2/23/2023 7. 20 hrs 8. 20 hrs 9. Provide insurance advice based on the needs of client(s). 6) Legacy Capital Wealth Partners. Investment Related. At Registered Location. RIA. Managing Partner, Senior Wealth Advisor. 2/2023. 130 Hrs/Mo; 100 During Trading Hours. Manage Investment Portfolios and Financial Planning. 7) Pathway to Freedom. Not Investment Related. 22522 Asher Rd, Wrightsville, AR 72183. Non Profit Prison Ministry. Board Member. 6/2013. 2 Hrs/Mo; 1 During Trading Hours. A Board Member that Offers Guidance for the Ministry. 8) Christ for the City International. Not Investment Related. 5855 N 90th Street, Omaha, NE 68134. Mission Outreach. Board Member. 10/2023. 2 Hrs/Mo; 1 During Trading Hours. Provide Guidance on their Projects, Operations, etc. for the Organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-03 |
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