Suzanne Renae Rohlik Holt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 01/2018
  Ameriprise Financial Services, Inc.
  Lake Elmo, MN
• 05/2018 → 02/2021
  Ameriprise Financial Services Inc
  Coon Rapids, MN
• 11/2008 → Present
  Suzanne R Holt, Norwex Independent Consultant And Silver Senior
  Lino Lakes, MN
• 03/2021 → 03/2023
  Regulus Financial Group
  Kentwood, MI
• 03/2021 → 03/2023
  Regal Investment Advisors
  Kentwood, MI
• 03/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Rohlik Financial Group Llc
  St Louis Park, MN
• 11/2008 → Present
  Suzanne R Holt Llc;
  Lino Lakes, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2023 → Present
  Birch Bark Kennels Llc
  Lino Lakes, MN

Previous Registrations

• 2021-03-12 → 2023-03-23
  Regal Investment Advisors Llc
  Minneapolis, MN
• 2018-05-09 → 2021-02-18
  Ameriprise Financial Services, Llc
  Coon Rapids, MN
• 2013-11-26 → 2018-01-29
  Ameriprise Financial Services, Llc
  Lake Elmo, MN
  Lake Elmo , MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/1996; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: THE FRONT LINE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 6321 BURY DR. #10, EDEN PRAIRIE, MN 55346; NATURE OF BUSINESS: SUPPORT FOR FALLEN HEROES, INCLUDING LAW ENFORCEMENT OFFICERS, FIREFIGHTERS, EMS, AND THE MINNESOTA NATIONAL GUARD; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT AND CEO; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RUN THE DAY-TO-DAY OPERATIONS OF THE FOUNDATION; 3. NAME OF OTHER BUSINESS: SUZANNE R HOLT, NORWEX INDEPENDENT CONSULTANT AND SILVER SENIOR VICE PRESIDENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: SALES AND LEADERSHIP WITH NORWEX / CLEANING AND PERSONAL CARE SOLUTIONS; START DATE: 11/2008; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONSULTANT AND SILVER SENIOR VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: LEAD A TEAM OF APPROXIMATELY 20,000 NORWEX SALESPEOPLE. I TRAIN GLOBALLY ON THE TOPICS OF SALES AND LEADERSHIP. I'M INVOLVED IN GLOBAL CORPORATE STRATEGY DISCUSSIONS AND DECISIONS; 4. NAME OF OTHER BUSINESS: SUZANNE R HOLT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LEGAL FRAMEWORK FOR NORWEX WORK; START DATE: 11/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: LEGAL ENTITY FOR MY BUSINESS AS AN INDEPENDENT CONSULTANT AND SILVER SENIOR VICE PRESIDENT SALES LEADER WITH NORWEX; 5. NAME OF OTHER BUSINESS: ROHLIK FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER/ PRESIDENT, WEALTH MANAGEMENT DIVISION; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: BIRCH BARK KENNELS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DOG HUSBANDRY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TAKE PRETTY PICTURES & WRITE CUTE BLOG POSTS ABOUT DOG;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-15
• S63 Uniform Securities Agent State Law Examination
  1996-05-31

Designations

• Certified Financial Planner

Other Names

• Suzanne Renae Rohlik
• Suzanne Renae Holt