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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-12
NJ RA APPROVED 2010-02-15
  • FL RA
    APPROVED
    Since 2019-09-12
  • NJ RA
    APPROVED
    Since 2010-02-15

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

West Palm Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Paramus NJ 01/2010 Present
Previous Registrations
  • 2008-09-26 → 2010-01-28
    Tenafly, NJ
    Mahwah, NJ
  • 2008-01-02 → 2008-09-19
    Essex National Securities, Llc
    Butler, NJ
  • 2006-10-04 → 2008-01-02
    Chase Investment Services Corp.
    Chicago, IL
    New City, NY
  • 2003-08-08 → 2003-10-21
    First Montauk Securities Corp.
    Paramus, NJ
  • 2002-07-15 → 2003-08-07
    Morgan Stanley Dw Inc.
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-13
S63 Uniform Securities Agent State Law Examination 1996-07-05
  • S65 Uniform Investment Adviser Law Examination
    2006-09-13
  • S63 Uniform Securities Agent State Law Examination
    1996-07-05
Other Names
  • Todd C Galinko

View on SEC IAPD

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