Christopher Joseph Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-06-22
AR	RA	APPROVED	2015-10-26

TX RA
APPROVED_RES

Since 2020-06-22
AR RA
APPROVED

Since 2015-10-26

Branch Locations

Bella Vista, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Bentonville	AR	10/2015	Present

10/2015 → Present

Lpl Financial

Bentonville, AR

Previous Registrations

2006-10-25 → 2015-10-23

Edward Jones

Eureka Springs, AR

Other Businesses

1. 10/22/2015 - Grand Investment Services - DBA for LPL Business (entity for LPL business) - 100% - Bentonville, AR. 2. 1/26/2017 - River Right, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start 01/01/2017 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-23
S63	Uniform Securities Agent State Law Examination	1996-07-05

S65 Uniform Investment Adviser Law Examination

1996-07-23
S63 Uniform Securities Agent State Law Examination

1996-07-05

Other Names

Chris Davis

View on SEC IAPD