Thomas William Cox

Current Employers

Canaccord Genuity Wealth Management (Usa) Inc.

1133 Melville Street Suite 1100, Vancouver, Bc V6E 4E5 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-02-26

CA RA
APPROVED

Since 2018-02-26

Branch Locations

1133 Melville Street Suite 1100, Vancouver V6E 4E5 • CANADA

1200 - 1133 Melville Street, Vancouver V6E 4E5 • Canada

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Canaccord Capital Corporation	Vancouver, Bc		12/2005	Present
Canaccord Capital Corporation Usa Inc.	Vancouver, Bc		12/2005	Present

12/2005 → Present

Canaccord Capital Corporation

Vancouver, Bc
12/2005 → Present

Canaccord Capital Corporation Usa Inc.

Vancouver, Bc

Other Businesses

CANACCORD GENUITY CORP INVESTMENT RELATED 1200 - 1133 Melville Street Vancouver, BC V6E 4E5 CANADIAN BROKER DEALER REGISTERED REPRESENTATIVE (RETAIL) 12/12/2005 40 HRS PER WEEK Ashera Holding LLC Non INVESTMENT RELATED 3025 Fairlands Drive, Reno, Nevada Seeking a patton on a piece of technology with US Patton Attorney Owner 1/16/2017 2-5 HRS PER MONTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-07
S63	Uniform Securities Agent State Law Examination	1996-10-01

S65 Uniform Investment Adviser Law Examination

2016-06-07
S63 Uniform Securities Agent State Law Examination

1996-10-01

Other Names

Thomas William Cox
Thomas William Cox
Tom William Cox

View on SEC IAPD