Adam M Goldstein

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 02/2020
  Private Wealth Management At Heathrow
  Lake Mary, FL
• 08/2013 → 02/2020
  Raymond James Financial Services
  Lake Mary, FL
• 09/2013 → 02/2020
  Raymond James Financial Services Advisors Inc.
  Lake Mary, FL
• 02/2020 → 03/2020
  Ameriprise Financial Services, Inc
  Winter Park, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Winter Park, FL

Previous Registrations

• 2013-09-20 → 2020-02-20
  Raymond James Financial Services Advisors, Inc
  Lake Mary, FL
• 2013-05-03 → 2013-12-11
  Private Wealth Management At Heathrow
  Lake Mary, FL
• 2010-12-22 → 2013-09-26
  Lpl Financial Llc
  Lake Mary, FL
  San Diego, CA
  Lake Mary, FL
  Lady Lake, FL
  Lady Lake, FL
• 1996-07-30 → 2010-12-20
  Ameriprise Financial Services, Llc
  Heathrow, FL
  Heathrow, FL
  Heathrow, FL

Other Businesses

Board of Directors; Orlando Health Foundation Board of Directors; Member; 3160 Southgate Commerce Blvd., Ste. 50, , Orlando, FL, 32806; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Orlando Health Childrens Foundation; Board Member; 3160 Southgate Commerce Blvd., #50, , Orlando, FL, 32806; Not Investment-Related; 02/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-31

Other Names

• Adam Matthew Goldstein
• Adam Matthew Goldstein