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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-22
MI RA APPROVED 2010-04-23
  • TX RA
    APPROVED_RES
    Since 2019-03-22
  • MI RA
    APPROVED
    Since 2010-04-23

Branch Locations

3590 S. Okemos Road, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc East Lansing MI 09/2008 Present
  • 09/2008 → Present
    Stifel Nicolaus & Co Inc
    East Lansing, MI
Other Businesses

1. MICHIGAN HIGH SCHOOL ATHLETIC ASSOCIATION; 1661 RAMBLEWOOD DR EAST LANSING MI 48823; HIGH SCHOOL SPORTS ASSOCIATION; OFFICIAL FOR SPORTING EVENTS; OFFICIAL FOR MIDDLE SCHOOL AND HIGH SCHOOL SPORTS; AFFILIATION STARTED 02/17/2016; 6 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT-INVESTMENT RELATED. 2. Haslett Public Schools; 5450 Marsh Rd Haslett MI 48840; Public School; Freshman Basketball Coach; affiliation started 09/12/2016; 3 hours per day; not during securities trading hours; not investment-related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-09
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S66 Uniform Combined State Law Examination
    2009-02-09
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21
Other Names
  • John Mccloskey

View on SEC IAPD

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