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Norman William Eisley

Edward Jones

Santa Rosa, CA

CRD 5069092

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
CA RA APPROVED 2007-02-05
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • CA RA
    APPROVED
    Since 2007-02-05

Branch Locations

1421 Guerneville Road Ste 104, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/2005 Present
Other Businesses

Gerson Lehrman Group Councils Type of business: Business Intelligence Consultant New York, NY Start date: 8/1/2005 IT Sector Consultant Hours per week: 0 Hours during trading: 0 Give companies access to consulting professionals. * Sonoma County Jewish Community Center Type of business: Religious/Cultural Outreach Santa Rosa, CA Start date: 1/1/2021 Lay Leader - Friendship Circle Hours per week: 0 Hours during trading: 0 Lead holiday services for senior citizens and produce holiday videos for streaming during religious holidays. * Limited Partnership Type of business: Wealth Management Services St. Louis, MO Start date: 1/1/2015 LPT Hours per week: 0 Hours during trading: 0 Financial Advisor, Regional Activities including Educational duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-27
S63 Uniform Securities Agent State Law Examination 2006-01-24
  • S66 Uniform Combined State Law Examination
    2007-01-27
  • S63 Uniform Securities Agent State Law Examination
    2006-01-24
Designations
  • Certified Financial Planner
Other Names
  • Norman Eisley

View on SEC IAPD

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