Benjamin Joshua Cohen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
FL	RA	APPROVED	2012-07-09

TX RA
APPROVED_RES

Since 2020-04-08
FL RA
APPROVED

Since 2012-07-09

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Boynton Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Palm Beach Gardens	FL	07/2012	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

07/2012 → Present

Morgan Stanley Smith Barney Llc

Palm Beach Gardens, FL
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-06-11 → 2012-07-05

Wells Fargo Clearing Services, Llc

Palm Beach, FL

Palm Beach Gardens, FL
2006-05-02 → 2007-06-19

Morgan Keegan & Company, Llc

Jupiter, FL

Palm Beach, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-29
S63	Uniform Securities Agent State Law Examination	1996-08-02

S66 Uniform Combined State Law Examination

2006-04-29
S63 Uniform Securities Agent State Law Examination

1996-08-02

View on SEC IAPD