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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-01-11 |
Branch Locations
201 Old Country Road Suite 206, Melville, NY 11747 • United States
89 Headquarters Plaza North Suite 1430, Morristown, NJ 07960 • United States
Rockaway Twsp, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Summit | NJ | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 11/2016 | 10/2017 |
| Capitol Securities Management | Florham Park | NJ | 12/2017 | Present |
1) Name of Business: Homeowner's Association Investment-related: no Address: Carley's Way Rockaway, NJ 07866 Nature of the other business: volunteer President of the Sarah's homeowner's association in Rockaway NJ. the association pertains to 10 homes on the street of my residence Position, title, or relationship with the other business: PRESIDENT Start date: 1/1/18 ongoing Approx# of hours/month you devote to the other business: 3 Approx#of hours/month you devote to the other business during securities trading hours: 0 Duties relating to the other business: Keep the homeowners aware of any association land concerns, any municipal concerns and to organize and hold annual meetings 2) Name of Business: Rockaway Township NJ Zoning Board of Adjusters Investment-related: no Address: 65 Mount Hope Ave Rockaway NJ 07866 Nature of the other business: Volunteer board member of the township zoning department Position, title, or relationship with the other business: Board Member Start date: 4/23/19 - 4 year term Approx# of hours/month you devote to the other business: 6-8 Approx#of hours/month you devote to the other business during securities trading hours: 0 Duties relating to the other business: Part of a collective body that reviews zoning applications and will ultimately approve, deny or suggest revisions to proposed real estate related projects
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-31 |
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