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Stella Nkpa

Wells Fargo Clearing Services, LLC

Houston, TX

Katy, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-19
  • TX RA
    APPROVED
    Since 2021-04-19

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

23525 Westheimer Pkwy, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Houston TX 07/2015 Present
Wells Fargo Advisors, Llc Houston TX 10/2015 Present
  • 07/2015 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 10/2015 → Present
    Wells Fargo Advisors, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-19
S63 Uniform Securities Agent State Law Examination 2006-02-07
  • S66 Uniform Combined State Law Examination
    2021-04-19
  • S63 Uniform Securities Agent State Law Examination
    2006-02-07
Other Names
  • Stella N Njoku
  • Stella Ngozi Njoku
  • Ngozi Stella Njoku

View on SEC IAPD

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