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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-29 |
| KS | RA | APPROVED | 1997-12-19 |
Branch Locations
10955 Lowell Ave Ste 420, Overland Park, KS 66210 • United States
Olathe, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Overland Park | KS | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Overland Park | KS | 03/2020 | Present |
Business Ownership; The Advisor Group, LLC; President, Office Manager of office expense-sharing entity.; LLC created to share office expenses, not to earn a profit.; 10955 Lowell Ave, Suite 420, , Overland Park, KS, 66210; Not Investment-Related; 05/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
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