Theodore Robert Earl

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1997 → Present
  Minnesota Mutal Life
  St Paul, MN
• 05/1998 → 11/2018
  John Hancock Mutual Life Insurance Compa
  Rocky Hill, CT
• 05/1998 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Middle Haddam, CT

Previous Registrations

• 2000-01-24 → 2018-11-02
  Signator Investors, Inc.
  Glastonbury, CT
  Middle Haddam, CT

Other Businesses

1. INSURANCE SALES POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2020 ADDRESS: PO Box 0036, 29 Schoolhouse Lane, Middle Haddam CT 06456-0036, United States DESCRIPTION: Insurance Sales 2. INSURANCE SALES POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/27/2003 ADDRESS: P.O. Box36, 29 Schoolhouse Lane, Middle Haddam CT 06456-0036, United States DESCRIPTION: Insurance Sales - for this case Disability Waiver of Premium sold in 2003 had to be claimed for and approved. Then, converted to a cash value policy because it was in the best interest of the client.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-25
• S63 Uniform Securities Agent State Law Examination
  1996-05-21

Other Names

• Ted Earl
• Robert Earl