Yumi Christina Koh

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-02
GA	RA	APPROVED	2023-11-09

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Atlanta	GA	04/2018	03/2023
Jpmorgan Securities Llc	Atlanta	GA	04/2018	03/2023
Koh Strategic Advisors	New York	NY	08/2008	04/2018
Stonework Capital Llc	New York	NY	03/2014	04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	09/2023	Present
Koh Strategic Advisors	Atlanta	GA	03/2023	09/2023
Bank Of America, N.A.	Atlanta	GA	10/2023	Present

04/2018 → 03/2023

Jpmorgan Chase Bank Na

Atlanta, GA
04/2018 → 03/2023

Jpmorgan Securities Llc

Atlanta, GA
08/2008 → 04/2018

Koh Strategic Advisors

New York, NY
03/2014 → 04/2018

Stonework Capital Llc

New York, NY
09/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
03/2023 → 09/2023

Koh Strategic Advisors

Atlanta, GA
10/2023 → Present

Bank Of America, N.A.

Atlanta, GA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-06
S63	Uniform Securities Agent State Law Examination	2018-08-27