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Brian Christopher Deluca

Cetera Investment Advisers LLC

Schaumburg, IL

CRD 2743090

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-02-19
  • IL RA
    APPROVED
    Since 2014-02-19

Branch Locations

1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Schaumburg IL 02/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-03
S63 Uniform Securities Agent State Law Examination 1996-06-07
  • S65 Uniform Investment Adviser Law Examination
    2008-12-03
  • S63 Uniform Securities Agent State Law Examination
    1996-06-07
Other Names
  • Brian Deluca

View on SEC IAPD

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