Lisa Louise Lauria

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 11/2021
  Thurston, Springer, Miller, Herd & Titak, Inc.
  Indianapolis, IN
• 02/2022 → 08/2024
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 11/2020 → 11/2021
  Thurston Springer Advisors
  Indianapolis, IN
• 01/2013 → 11/2021
  Thurston Springer Financial
  Indianapolis, IN
• 08/2024 → Present
  Massmutual Life Insurance Co
  Indianapolis, IN
• 09/2024 → Present
  Mml Investors Services, Llc
  Indianapolis, IN
• 11/2021 → 02/2022
  Unemployed
  Indianapolis, IN

Previous Registrations

• 2022-03-25 → 2024-08-22
  Charles Schwab & Co., Inc.
  Carmel, IN
  Austin, TX
  Indianapolis, IN
• 2020-11-23 → 2021-11-09
  Thurston Springer Advisors
  Indianapolis, IN
• 2013-01-23 → 2020-11-23
  Thurston, Springer, Miller, Herd & Titak, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Campobello, SC
  Brodheadsville, PA
  Santa Cruz, CA
  Cincinnati, OH
  Evansville, IN
• 2004-03-19 → 2012-10-31
  Planned Investment Co., Inc.
  Michigan City, IN
  Indianapolis, IN
  Columbus, IN
  Indianapolis, IN
  Columbus, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2002-05-30 → 2003-11-24
  Cuso Financial Services, L.P.
  Fishers, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-16
• S63 Uniform Securities Agent State Law Examination
  1996-11-20

Other Names

• Lisa Louise Leforge