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Douglas R Batten

Citigroup Global Markets Inc.

Los Angeles, CA

Wilmington, DE

Newark, DE

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2011-12-16
  • DE RA
    APPROVED
    Since 2011-12-16

Branch Locations

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Citi Private Bank, The Brandywine Building 1000 N West Street, 4Th Floor, Wilmington, DE 19801 • United States

Newark, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Wilmington DE 06/2011 Present
Previous Registrations
  • 2010-06-29 → 2011-06-17
    Global Currents Investment Management, Llc
    Wilmington, DE
  • 2009-06-01 → 2010-06-24
    Morgan Stanley
    Purchase, NY
  • 2008-05-28 → 2009-06-01
    Citigroup Global Markets Inc.
    Wilmington, DE
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-21
  • S66 Uniform Combined State Law Examination
    2008-05-21

View on SEC IAPD

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