Clinton Bert Sepolio

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Rbc Capital Markets, Llc
  Houston, TX

Previous Registrations

• 2006-04-26 → 2012-03-20
  Chase Investment Services Corp.
  Houston, TX
  Houston, TX
  Houston, TX
• 2003-02-14 → 2006-04-27
  Wells Fargo Investments, Llc
  Houston, TX
  Houston, TX
  Houston, TX
• 2001-09-18 → 2003-03-04
  Strategic Advisers Llc
  Houston, TX

Other Businesses

NAME OF ENTITY: Heights-Reagan High School Band Booster Club ADDRESS: 413 E. 13th Street Houston, TX 77008 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Booster Club to the high school's band CAPACITY: Treasurer START DATE: 07.01.22 DUTIES: Collecting and depositing cash and checks, writing checks for items approved by the board, creating monthly financial summary reports, maintaining the booster club's financial statements HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2001-05-10
• S63 Uniform Securities Agent State Law Examination
  1996-06-10

Other Names

• Clint Sepolio