Best Investors Account Sign in

Joseph Edwin Rosario

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

West Nyack, NY

Florham Park, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-02-07
NJ RA APPROVED 2009-10-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-02-07
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

2 Crosfield Ave, West Nyack, NY 10994 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 10/2009 Present
Previous Registrations
  • 2007-03-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Summit, NJ
  • 2005-02-02 → 2007-03-13
    Citigroup Global Markets Inc.
    New Brunswick, NJ
    New Brunswick, NJ
  • 2002-06-05 → 2005-01-25
    Morgan Stanley Dw Inc.
    Short Hills, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-25
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S65 Uniform Investment Adviser Law Examination
    2001-09-25
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
Other Names
  • Joe Rosario
  • Joseph Edwin Rosario

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO INVESTMENT INSTITUTE, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
SANCTUARY ADVISORS, LLC
ROCKEFELLER FINANCIAL LLC

Other Investors

Jennifer Williams
Claudine D. Isaac
Emma B. Hallett
Inna Price
Daniel K Roh
Thomas W. Larsen
JEREMY DAVID BROWER
Natalia Oliver

Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

More in Paramus, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor